Compliance & QA - Temporary Compliance Specialist - Remote
Company: NuvisionCares
Location: Washington
Posted on: October 20, 2024
Job Description:
Compliance & QA - Temporary Compliance Specialist -
RemoteWyoming, USAJob DescriptionWe embrace passionate Team Members
who consistently display our values: United, Informative,
Approachable, Caring and Transparent. We are united in our
collective effort to achieve member goals and proactively provide
solutions tailored to individual Member needs. We are committed to
ensuring that each Member receives a positive service experience
and trusted financial advice. Join the Nuvision Team today! Let us
be part of your career journey!The overall purpose and role of the
Compliance Specialist is to ensure that the Credit Union is in
compliance with all state and federal regulations, as well as
administering quality assurance checks that support compliance
within the established guidelines. Analyze new and pending laws and
regulations that could affect the Credit Union practices and make
recommendations to the Leadership Team. Assists vendor management
in monitoring and performing regular due diligence to assist
Relationship Owners with assessing and managing assumed risks. The
position will also perform Quality Assurance reviews on Consumer
Loans, Real Estate Loans and Pre-Funded Mortgage Loans, as well as
assist with Branch Quality Assurance Reviews. This role ensures
that policies, procedures and regulations are followed in order to
protect the integrity of the credit union.Responsibilities:
- Compliance Development: Assumes responsibility for the Credit
Union's compliance with all applicable laws, rules, and policies.
Assists in the management, implementation, and assurance of
compliance with applicable financial laws and regulations. Assists
and makes recommendations in response to regulatory changes.
Compiles reference resources for the Credit Union's daily use to
ensure compliance with regulations. Assists Leadership Team, as
needed, in developing policies and procedures that follow
compliance guidelines. Periodically reviews existing policies to
ensure accuracy, efficiency, and effectiveness. Ensures policies
and procedures are updated and are in accordance with evolving
regulations, legal requirements, and industry trends. Reads
material from CUNA, CCUL, CFPB, Federal Reserve, NAFCU and NCUA;
attends seminars, webinars, and training sessions to stay abreast
of compliance changes and updates, maintains Compliance Commitment
Report. Prepares compliance reports for Supervisory Committee
meetings.
- Marketing Compliance Review: Reviews all marketing and
promotional material for Compliance with state and local laws.
- Compliance and Quality Assurance Reviews: Assumes the
responsibility of coordinating and completing various compliance
and quality assurance reviews including those conducted by third
parties. Utilize compliance and audit software to track findings
through completion and provide reports to management as needed.
Perform quality assurance reviews on Consumer, Business, Real
Estate Loans and Pre-Funded Mortgage Loans as needed. Assist with
branch quality assurance reviews as needed.
- Forms Compliance: Works with forms vendors and credit union
departments to ensure that CU forms are in compliance with state
and federal rules and regulations.
- NMLS Administrator: Ensures that MLO information (with regards
to SAFE Act) is up to date on NMLS website. Keeps Nuvision's list
of MLO Unique Identifiers current and accessible to all staff.
Monitors annual renewal, ensuring that the registration for all
MLOs and applicable credit union staff is current.
- Vendor Management Program: Assist in the oversight of the
credit union's vendor management program including contract and
lease management; support Relationship Owners in completing risk
assessments and due diligence.
- Supports and participates in continuous improvement activities.
Represents the Credit Union in a positive and professional manner.
Maintains member, team members and other sensitive information with
confidentiality. Treats co-workers and members with respect.
- Supports member relations and events that promote
member-centric experiences.
- Other related duties as assigned.Qualifications:
- 3 to 5 years combined related experience in compliance and
audit in the financial industry.
- 5 plus years combined related experience in compliance and
audit in the financial industry preferred.
- Solid understanding of applicable state and federal laws and
regulations. Knowledge of operational and lending processes related
to the financial industry.
- Comprehensive knowledge of consumer and mortgage lending
processes, documentation governing lending activities.
- Working knowledge of branch operations and audit procedures.
Thorough knowledge of applicable federal and state financial
regulations preferred.
- Microsoft Word, Excel, data mining skills. Must have a high
aptitude for detailed work, research, and problem-solving.
- Must be able to analyze data and recognize potential audit
issues and regulatory violations.
- Excellent oral and written skills to effectively communicate
audit and review reports to co-workers and management.
- Able to work in a fast-paced environment with multiple and/or
constantly changing priorities.
- Time management and organizational skills required to
coordinate multiple projects and to provide comprehensive reviews
and reports to management.Education:
- Bachelor's Degree in Business or Finance or equivalent work
experience.
- Certification: CUCE (Credit Union Compliance Expert-from CUNA)
or NCCO (NAFCU Certified Compliance Officer).Pay scale by
applicable geographic location:
- Arizona: $27.61 - $41.42
- Florida: $26.30 - $39.45
- Southern California: $30.24 - $45.37
- Texas: $26.56 - $39.85
- Washington: $32.22 - $48.33The final pay offered to a
successful candidate will be dependent on several factors that may
include but are not limited to the type and years of experience
within the job, the type of years and experience within the
industry, job-related training/education, etc.
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Keywords: NuvisionCares, Columbia , Compliance & QA - Temporary Compliance Specialist - Remote, Other , Washington, Maryland
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